Presentations and Other Information

In this section we will post links to presentations given by the Office of Compliance and Ethics and to other compliance and ethics related information that we hope you will find interesting or useful.  Check back periodically as the content will be updated.

May 2010---"What Should I Do?" Compliance Helpline Poster (.pdf of 8.5x11 version)

October 2008---.pdf version of Institutional Compliance and Ethics Program Brochure.

October 2008---.pdf version of Code of Ethical Conduct pocket-sized booklet.

May 14, 2008---Presentations by Jim Ward and Sheila Zimmet (AVP for Regulatory Affairs) to Research Faculty, "How to Succeed in Research: A Guide to Your Responsibilities and University Resources" (Ward Powerpoint, Zimmet Powerpoint)

April 2008---Presentation at Health Care Compliance Association Compliance Institute (part of "AMC Immersion Panel") (Powerpoint)

Working Draft of Compliance Area Accountability Matrix (2/15/08) (Word) (Note that the information contained in this document is now available on the OCE website under in the Compliance Area Accountability section.)

September 2007 Compliance Support Group "Kickoff" Meeting Presentation (PowerPoint)

United States Sentencing Guidelines, Section 8B2.1 (Nov. 2007)---Definition of an "Effective Compliance Program" (.pdf)

HHS-OIG Draft Compliance Program Guideance for Recipients of PHS Research Awards (November 2005)--This guidance, though focused on NIH and other PHS research award compliance, is useful as a general guide to the requirements of an effective compliance program. 

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